Search Result

261 - 280 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting