Search Result

1001 - 1020 of 1349 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

REC 3.23 Default

As Published: 2011

REC 3.23 Default

IFPRU 10.7 Exemption

As Published: 2014

IFPRU 10.7 Exemption

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 15.1 Application

As Published: 2005

LR 15.1 Application

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel