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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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