Search Result

701 - 720 of 1473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars