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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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Similar To

COBS 16.2 Occasional reporting

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COLL 8.1 Introduction

REC 2.13 Promotion and maintenance of standards

DISP App 3.7 Approach to redress at step 1

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 6.8 Warrants or options to subscribe

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DISP App 1.1 Introduction

CONC 6.7 Post contract: business practices

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

PERG 5.3 Contracts of insurance

MCOB 8.5A Advised sales

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements