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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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CONC 3.8 Financial promotions and communications: lenders

As Published: 2015

CONC 3.8 Financial promotions and communications: lenders

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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