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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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REC 4.7 The section 297 power to revoke recognition

IFPRU 1.1 Application and Purpose

SYSC 22.9 Records

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 12.6 Advising on conversion or transfer of pension benefits

SUP 10A.14 Changes to an FCA-approved person's details

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.9 Disciplinary measures

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 8.9 Decision making

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 19.9 Electronic commerce activity directions: the FCA’s policy

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

REC 3.3 Waivers

ICOBS 2.1 Client categorisation

DEPP 7.2 Interviews

SUP 10C.13 Variation of conditional and time-limited approvals