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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs