Search Result

341 - 360 of 1329 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction