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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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