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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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EG 11.5 Other relevant powers

LR 3.5 Block listing

SUP 10C.5 FCA governing functions

SUP 14.2 Changes to branch details

APER 4.6 Statement of Principle 6

IFPRU 11.3 Group recovery plans

IPRU-INV 14.1 APPLICATION

SUP 15.9 Notifications by members of financial conglomerates

CASS 12.2 Treatment of client money

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 10A.12 Procedures relating to FCA-approved persons

FEES 13.1 Application and purpose

SUP 16.6 Compliance reports

CASS 9.3 Prime brokerage agreement disclosure annex

SUP 16.20 Submission of recovery plans and information for resolution plans