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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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PR App 3.1

As Published: 2005

PR App 3.1

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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