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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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REC 6.2 Applications

REC 3.15 Suspension of services and inability to operate facilities

COND 1.3 General

SUP 10C.4 Specification of functions

EG 19.10 Enterprise Act 2002

SUP 6.5 Ending authorisation

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 2.6 Specified investments: a broad outline

SUP 18.4 Friendly Society transfers and amalgamations

IFPRU 4.12 Securitisation

SUP 14.1 Application and purpose

COLL 6.12 Risk management policy and risk measurement

EG 9.2 The FCA’s general policy in this area

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy