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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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TC App 5.1

As Published: 2010

TC App 5.1

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

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