Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

BIPRU 3.5 Simplified method of calculating risk weights

PERG 8.3 Financial promotion

REC 3.16 Information technology systems

PERG 5.14 Exemptions

EG 8.3 Use of the own-initiative powers in urgent cases

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 16.2 Purpose

SUP 1A.1 Application and purpose

MCOB 9.1 Application

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

CREDS 9.2 Reporting

COBS 5.2 E-Commerce

CONC 7.13 Data accuracy and outsourced activities

DEPP 1.1 Application and Purpose

DTR 1.5 Fees and sanctions

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme