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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

…

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

…

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

…

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

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