Search Result

701 - 720 of 1579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]