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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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MCOB 9.3 Pre-application disclosure

DTR 1.5 Fees and sanctions

CONC 5.2 Creditworthiness assessment: before agreement

PR 2.1 General contents of prospectus

SUP 11.6 Subsequent notification requirements by firms

PERG 8.4 Invitation or inducement

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PERG 16.3 Managing an AIF

REC 2.16 Complaints

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

LR 1.6 Listing Categories

MCOB 6.9 Regulated sale and rent back agreements

IFPRU 1.1 Application and Purpose

SUP 16.4 Annual controllers report

DTR 7.1 Audit committees

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 4.4 Statement of Principle 4

PR 1.2 Requirement for a prospectus and exemptions

PERG 8.5 In the course of business

EG 19.35 Data Reporting Services Regulations 2017