Search Result

661 - 680 of 1859 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing