Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

…

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.4 Link between activities and the United Kingdom

SUP 6.1 Application, interpretation and purpose

DTR 2.2 Disclosure of inside information

REC 4.2B Exercise of passport rights by a UK RIE

SUP 10A.6 FCA governing functions

IPRU-INV 5.4 Financial resources requirement

REC 4.6 The section 296 power to give directions

SYSC 19D.2 General requirement

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

FEES 3.1 Introduction

CONC 10.1 Application and purpose

DEPP 4.1 Executive decision maker

EG 19.32 The Payment Accounts Regulations 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy