Search Result

541 - 560 of 1552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications