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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 6.7 Examples

PR 4.2 Third country issuers

LR 8.4 Role of a sponsor: transactions

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

REC 3.5 Disciplinary action and events relating to members of the management body

REC 4.2F Information gathering power on FCA’s own initiative

REC 3.20 Disciplinary action relating to members

EG 20.2 Information gathering and investigation powers

EG 5.7 The relevance of settled cases to subsequent action

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

REC 6.5 FCA decision on recognition

EG 4.3 Notification where a particular person is not yet under investigation

EG 2.12 Co-operation

EG 4.5 Notice of termination of investigations