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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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