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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 5.14 Exemptions

COLL 12.2 UK UCITS management companies

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DEPP 6.4 Financial penalty or public censure

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MCOB 6.3 General

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COLL 9.3 Section 272 recognised schemes

DISP 1.1 Purpose and application

PRIN 1.2 Clients and the Principles