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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

LR App 2.1

As Published: 2005

LR App 2.1

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing