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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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