Search Result

101 - 120 of 1509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities