Search Result

1161 - 1180 of 1471 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties