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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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MAR 8.3 Requirements for benchmark administrators

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 11.2 Guidance on property investment clubs

DTR 6.1 Information requirements for issuers of shares and debt securities

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SUP 15.3 General notification requirements

COLL 6.3 Valuation and pricing

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APER 4.1 Statement of Principle 1

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 16.5 How AIFMD affects other regulated activities

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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LR 3.4 Debt and other securities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 5.4A Transfer between listing categories: Equity shares

COCON 4.1 Specific guidance on individual conduct rules