Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2A.3 Guidance on RAP recognition requirements

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 7.2 Alternatives to sanctions

PERG 7.1 Application and purpose

EG 10.4 Other relevant powers

SUP 15A.1 Application and notifications under EMIR

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

SUP 10C.1 Application

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

PERG 4.7 Entering into a regulated mortgage contract

BIPRU 7.8 Securities underwriting

SUP 1A.3 The FCA's approach to supervision

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

PERG 8.6 Communicate

MAR 9.5 Frequently Asked Questions

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach