Search Result

601 - 620 of 1608 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

DISP App 3.9 Other matters concerning redress at steps 1 and 2

As Published: 2017

DISP App 3.9 Other matters concerning redress at steps 1 and 2

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose