Search Result

521 - 540 of 1488 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions