Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

…

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

…

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

…

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

…

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

…

IFPRU 11.6 Contractual recognition of bail-in

As Published: 2015

IFPRU 11.6 Contractual recognition of bail-in

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

REC 4.2C Control over a UK RIE

DTR 6.3 Dissemination of information

SYSC 18.3 Internal arrangements

REC 3.13 Delegation of relevant functions

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

LR 4.2 Contents and format of listing particulars

REC 6.8 Powers to supervise

EG 1.1 Overview

COCON 1.2 Investments

SUP 3.2 Purpose

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PERG 2.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy