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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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PR 1.2 Requirement for a prospectus and exemptions

SUP 10C.3 General material about the definition of controlled functions

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

CASS 11.3 Responsibility for CASS operational oversight

PERG 16.5 How AIFMD affects other regulated activities

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 7.7 Post-certification issues

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DISP 1.2 Consumer awareness rules

COCON 3.1 General factors for assessing compliance

PERG 8.1 Application and purpose

APER 1.1A Application

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation