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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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PR App 3.1

As Published: 2005

PR App 3.1

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Similar To

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 2.2 Requirements for all securities

DISP App 3.7 Approach to redress at step 1

COLL 6.7 Payments

CASS 6.2 Holding of client assets

DISP 3.5 Resolution of complaints by the Ombudsman

REC 2.5 Systems and controls and conflicts

LR 13.2 Approval of circulars

LR 9.5 Transactions

ICOBS 8.1 Insurers: general

COLL Appendix 1EU KII Regulation

SYSC 19C.3 Remuneration principles

COLL 4.2 Pre-sale notifications

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading