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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose