Search Result

341 - 360 of 1329 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing