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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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