Search Result

321 - 340 of 1709 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs