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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

IFPRU 10.2 Capital conservation buffer

As Published: 2016

IFPRU 10.2 Capital conservation buffer

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems