Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SYSC 19D.1 Application and purpose

LR 10.2 Classifying transactions

SYSC 4.4 Apportionment of responsibilities

SUP 4.3 Appointment of actuaries

PERG 8.14 Other financial promotions

EG 7.2 Alternatives to sanctions

FIT 2.1 Honesty, integrity and reputation

FEES 6.7 Payment of levies

RCB 3.5 Other notifications

APER 4.7 Statement of Principle 7

EG 10.1 Introduction

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 12.9 Record keeping

GEN 4.3 Letter disclosure

EG 9.6 Applications for variation or revocation of prohibition orders

IFPRU 11.7 Notifications

SYSC 19C.1 General application and purpose

COCON 2.3 Firms: training and breaches