Search Result

741 - 760 of 1387 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues