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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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Similar To

COLL 6.6B UCITS depositaries

LR 14.2 Requirements for listing

MAR 5.3 Trading process requirements

COLL 8.3 Investor relations

DTR 2.2 Disclosure of inside information

REC 2.9 Transaction recording

SUP 1A.3 The FCA's approach to supervision

LR 5.2 Cancelling listing

PERG 8.6 Communicate

MAR 9.5 Frequently Asked Questions

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

SUP 16.13 Reporting under the Payment Services Regulations

LR 3.3 Shares

FEES 11.2 Pensions guidance providers’ levy

LR 3.4 Debt and other securities

FIT 1.2 Introduction

IFPRU 8.2 Large Exposures