Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 14.1 Application and purpose

SUP 13.6 Changes to branches

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COLL 11.6 Winding up, merger and division of master UCITS

MIPRU 4.2 Capital resources requirements

SUP 16.1 Application

FEES 7.2 The CFEB levy

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 4.11 Link between activities and the United Kingdom

REC 6.7 Notification rules for overseas recognised bodies

SUP 18.4 Friendly Society transfers and amalgamations

LR 5.4A Transfer between listing categories: Equity shares

SUP 10A.13 Application for approval and withdrawing an application for approval

INSPRU 3.1 Market risk in insurance

SUP 16.15 Reporting under the Electronic Money Regulations

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COCON 1.1 Application

SUP 16.3 General provisions on reporting