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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.22 Decision making under the Payment Services Regulations

FEES 9.2 PSR fees

DEPP 6.2 Deciding whether to take action

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 11.8 Changes in the circumstances of existing controllers

EG 4.8 Scoping discussions

SUP 15.13 Notification by CBTL firms

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 20.1 Introduction

FEES 4.2 Obligation to pay periodic fees

EG 19.10 Enterprise Act 2002

DEPP 5.1 Settlement decision makers

EG 4.5 Notice of termination of investigations

SUP 16.1 Application

COLL 6.12 Risk management policy and risk measurement

FEES 3.1 Introduction

DISP App 1.1 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy