Search Result

401 - 420 of 1757 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval