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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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