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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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Similar To

PERG 13.4 Financial Instruments

FIT 1.3 Assessing fitness and propriety

IFPRU 3.2 Capital

COBS 11.4 Client limit orders

REC 2.1 Introduction

FEES 6.1 Application

SUP 15.4 Notified persons

PERG 8.17 Financial promotions concerning agreements for qualifying credit

ICOBS 3.2 E-Commerce

PERG 4.2 Introduction

COLL 4.2 Pre-sale notifications

SUP 10A.16 How to apply for approval and give notifications

DTR 8.5 Supervision of primary information providers

SUP 10C.5 FCA governing functions

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 19.7 Retirement risk warnings

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

INSPRU 8.2 Special provisions for Lloyd's

SYSC 21.1 Risk control: guidance on governance arrangements