Related provisions for MIPRU 4.1.13A
1 - 5 of 5 items.
3The exclusions in the Regulated Activities Order that relate to the various arranging activities are as follows.(-1) 8Under Article 24A(2), an activity that would otherwise be both arranging and bidding in emissions auctions is specifically excluded from arranging because the activity of bidding in emissions auctions does not form part of any other regulated activity (see PERG 2.7.6D G).(1) Under article 26, arrangements that do not or would not bring about the transaction to
The exclusion applies only if the principal purpose of the publication or service is not:(1) to give advice on securities, relevant investments, P2P agreements7 or home finance transactions1(see PERG 7.3.1 G); or1(2) to lead or enable persons6:(a) to6buy, sell, subscribe for or underwrite securities or relevant investments; or(aa) to enter into a relevant article 36H agreement (within the meaning of article 53(4) of the Regulated Activities Order) as a lender, to assume the rights