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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies